Top1031

Broker-dealer · Form D Item 12

Berthel, Fisher & Company Financial Services, Inc.

Berthel, Fisher & Company Financial Services, Inc. (FINRA CRD 13609) is named in Item 12 of the Form D filings for 62 DST offerings with a Top1031 record, from 2009 to 2026.

FINRA CRD
13609
DST offerings
62
Sponsors
14
First named
2009
Latest named
2026
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20256
20249
20233
202219
20128
20119
20105
20093

Offerings by sponsor

SponsorOfferings
AEI Capital3
Bluerock Value Exchange1
Cantor Fitzgerald3
Carter Exchange2
Cottonwood Communities2
Flatirons Asset Management1
Griffin Capital1
Hines2
Inland Private Capital30
Net Lease Capital Advisors4
Passco Companies5
Peachtree Group4
Principle Equity Properties1
Thompson National Properties3

Offerings that name Berthel, Fisher & Company Financial Services, Inc.

Active (4)

Active means an SEC filing in the last 15 months and not reported fully subscribed. It does not confirm you can still invest.

Inland Oklahoma Student Housing DSTInland Private CapitalMultifamily · OKSEC filing, Mar 9, 2026
$83.9MOct 3, 2025
805 Riverfront ApartmentsCottonwood CommunitiesMultifamily · West Sacramento, CASEC filing, Oct 2, 2026
$74.9MSep 30, 2025
AMG Chicago + Winding WoodsAEI CapitalNet lease · Multi-state (2)SEC filing, Oct 23, 2025
$22.0MJul 23, 2025
Government Lease Holdings 2 portfolioNet Lease Capital AdvisorsOffice · Camp Springs, MDSEC filing, Oct 27, 2025
$174.7MNov 20, 2024

Recently fully subscribed (1)

Dollar General net-lease portfolioNet Lease Capital AdvisorsNet leaseSEC filing, Jul 18, 2025
$36.0MOct 3, 2022
Sold out

Historical (57)

Life Time Living Coral Gables; Left BankHinesMultifamily · Multi-state (2)SEC filing, Oct 15, 2026
$590.6MDec 15, 2025
Historical
BR Diversified Industrial Portfolio 6Bluerock Value ExchangeIndustrial · Multi-state (3)SEC filing, May 19, 2026
$71.0MSep 3, 2025
Sold out
SpringHill Suites Phoenix West AvondalePeachtree GroupHotel · Avondale, AZSEC filing, Oct 20, 2025
$35.5MJul 1, 2025
Historical
Wheaton 121 ApartmentsInland Private CapitalMultifamily · Wheaton, ILSEC filing, Mar 9, 2026
$120.5MDec 27, 2024
Sold out
Sawyer on LincolnInland Private CapitalMultifamily · Columbia, South CarolinaSEC filing, Aug 4, 2025
$128.7MNov 6, 2024
Sold out
Amazon Robotic Fulfillment Center - North AndoverNet Lease Capital AdvisorsIndustrial · North Andover, MASEC filing, Jul 3, 2025
$591.8MOct 24, 2024
Sold out
Residence Inn Tampa Wesley ChapelPeachtree GroupHotel · Wesley Chapel, FLSEC filing, Feb 28, 2025
$34.0MAug 8, 2024
Sold out
Irish Row ApartmentsInland Private CapitalMultifamily · South Bend, INSEC filing, Feb 5, 2026
$77.2MJul 26, 2024
Sold out
The Isley at Windsor HillGriffin CapitalMultifamily · North Charleston, South CarolinaSEC filing, Dec 12, 2024
$45.1MJul 19, 2024
Sold out
The James at Canyon CreekCantor FitzgeraldMultifamily · Richardson, TXSEC filing, Sep 25, 2024
$51.9MMar 21, 2024
Historical
Onyx at WestgateInland Private CapitalMultifamily · Glendale, AZSEC filing, Aug 29, 2024
$72.1MMar 15, 2024
Sold out
AEI NET LEASE PORTFOLIO 22 DSTAEI CapitalNet leaseSEC filing, May 3, 2024
$23.6MAug 31, 2023
Historical
The Archer (in Acworth)Cantor FitzgeraldMultifamily · Acworth, GASEC filing, Apr 17, 2024
$50.1MAug 17, 2023
Historical
Courtyard by Marriott Atlanta KennesawPeachtree GroupHotel · Kennesaw, GASEC filing, May 16, 2024
$25.7MMar 21, 2023
Historical
Flatirons Self-Storage V DSTFlatirons Asset ManagementSelf-storageSEC filing, Apr 20, 2023
$68.1MDec 27, 2022
Historical
Zero Coupon Essential Portfolio DSTInland Private CapitalOtherSEC filing, Apr 21, 2025
$35.9MDec 6, 2022
Historical
Home2 Suites by Hilton Phoenix ChandlerPeachtree GroupHotel · Chandler, AZSEC filing, Feb 24, 2023
$31.4MDec 5, 2022
Historical
Chicago Healthcare MOB DSTInland Private CapitalOffice · Chicago, ILSEC filing, Jun 13, 2024
$18.6MOct 21, 2022
Historical
Lakewood Ranch SFR II DST (Artesia at Lakewood Ranch)Inland Private CapitalMultifamily · Bradenton, FLSEC filing, Sep 28, 2023
$62.6MOct 12, 2022
Historical
AEI Net Lease Portfolio 20AEI CapitalNet leaseSEC filing, Jan 26, 2023
$32.5MSep 28, 2022
Historical
200 Park PlaceHinesOffice · Houston, TXSEC filing, Mar 26, 2024
$157.7MSep 19, 2022
Sold out
RiverhousePassco CompaniesMultifamily · Little Rock, ARSEC filing, Sep 16, 2022
$31.3MSep 16, 2022
Historical
OLiv Auburn and The Standard at St. LouisInland Private CapitalMultifamilySEC filing, Feb 1, 2024
$164.0MAug 17, 2022
Sold out
Cadence Sugar Hill ApartmentsPassco CompaniesMultifamily · Sugar Hill, GASEC filing, Sep 14, 2022
$67.6MJul 25, 2022
Historical
The Lively Indigo RunCarter ExchangeMultifamily · Ladson, SCSEC filing, Oct 4, 2023
$103.2MJul 12, 2022
Historical
Sawgrass PointPassco CompaniesMultifamily · Gonzales, LASEC filing, Sep 15, 2022
$59.8MJul 1, 2022
Historical
IPC Industrial Portfolio DSTInland Private CapitalIndustrialSEC filing, Jun 21, 2024
$275.9MJun 7, 2022
Historical
SSA – BirminghamNet Lease Capital AdvisorsNet lease · Birmingham, ALSEC filing, Mar 3, 2023
$111.3MMay 27, 2022
Historical
200 Metro BoulevardCantor FitzgeraldOffice · Nutley, NJSEC filing, Feb 28, 2023
$69.8MMay 23, 2022
Historical
Canal 1535Passco CompaniesMultifamily · New Orleans, LASEC filing, Sep 14, 2022
$93.7MMay 17, 2022
Historical
EstellePassco CompaniesMultifamily · Birmingham, ALSEC filing, Sep 14, 2022
$67.1MMay 17, 2022
Historical
Cypress McKinney FallsCarter ExchangeMultifamily · Austin, TXSEC filing, Sep 6, 2022
$46.3MMay 10, 2022
Historical
Family Discount PortfolioInland Private CapitalNet leaseSEC filing, May 23, 2013
$5.6MNov 15, 2012
Historical
Kimball StationInland Private CapitalMultifamily · Chicago, ILSEC filing, May 22, 2013
$7.8MSep 26, 2012
Historical
Pick ‘n Save grocery retail propertyInland Private CapitalNet lease · Mount Pleasant, WisconsinSEC filing, May 22, 2013
$11.1MSep 26, 2012
Historical
National Net Lease Portfolio II DSTInland Private CapitalOtherSEC filing, Aug 20, 2013
$30.4MJul 10, 2012
Historical
Gander Mountain - College Station, TXInland Private CapitalNet lease · College Station, TXSEC filing, Aug 23, 2012
$11.6MApr 19, 2012
Historical
BB&T Financial CenterInland Private CapitalOffice · Winston-Salem, NCSEC filing, Aug 17, 2012
$24.5MMar 1, 2012
Sold out
Pharmacy Portfolio IV DSTInland Private CapitalNet leaseSEC filing, Sep 4, 2012
$5.2MFeb 7, 2012
Sold out
Discount Retail Portfolio III DSTInland Private CapitalOtherSEC filing, May 30, 2012
$6.2MJan 20, 2012
Historical
Discount Retail Portfolio II DSTInland Private CapitalNet leaseSEC filing, Apr 3, 2012
$6.5MNov 17, 2011
Historical
Pharmacy Portfolio II DSTInland Private CapitalNet leaseSEC filing, Apr 4, 2012
$14.6MOct 11, 2011
Historical
Pharmacy Portfolio III DSTInland Private CapitalNet leaseSEC filing, Jun 6, 2012
$5.0MAug 24, 2011
Historical
National Retail Portfolio II DSTInland Private CapitalOtherSEC filing, Jan 19, 2012
$13.7MJul 21, 2011
Historical
National Retail Portfolio III DSTInland Private CapitalOtherSEC filing, Jan 19, 2012
$15.3MJul 21, 2011
Historical
PEM NOV DSTPrinciple Equity PropertiesOtherSEC filing, Jul 7, 2011
$7.1MJul 7, 2011
Historical
Discount Retail Portfolio DSTInland Private CapitalNet leaseSEC filing, Nov 4, 2011
$10.5MMar 24, 2011
Historical
National Retail Portfolio Venture DSTInland Private CapitalNet leaseSEC filing, Aug 15, 2011
$21.0MFeb 4, 2011
Historical
University Venture DSTInland Private CapitalOtherSEC filing, Aug 1, 2011
$10.7MJan 5, 2011
Historical
Miami Office DSTInland Private CapitalOfficeSEC filing, Mar 11, 2011
$8.2MNov 19, 2010
Historical
Farnam Technology CenterInland Private CapitalOffice · Omaha, NESEC filing, Jan 11, 2011
$12.4MAug 20, 2010
Historical
Irving Square Shopping CenterThompson National PropertiesNet lease · Irving, TXSEC filing, Jan 20, 2011
$5.1MJul 21, 2010
Historical
Lubbock Private Placement DSTInland Private CapitalNet lease · Lubbock, TXSEC filing, Jan 6, 2011
$9.1MJun 4, 2010
Historical
Pharmacy Portfolio DSTInland Private CapitalNet leaseSEC filing, Sep 17, 2010
$12.7MApr 14, 2010
Historical
Millennium Towne CenterThompson National PropertiesMultifamily · Baton Rouge, LASEC filing, Jul 29, 2010
$21.2MJun 22, 2009
Historical
Kodak Hollywood CampusThompson National PropertiesOffice · Los Angeles, CASEC filing, Jan 22, 2010
$16.6MApr 14, 2009
Historical
Brook Highland Place DSTCottonwood CommunitiesOtherSEC filing, Feb 16, 2011
$16.7MJan 23, 2009
Historical

Data updated Oct 15, 2026