Top1031

Broker-dealer · Form D Item 12

LPL Financial LLC

LPL Financial LLC (FINRA CRD 6413) is named in Item 12 of the Form D filings for 43 DST offerings with a Top1031 record, from 2009 to 2026.

FINRA CRD
6413
DST offerings
43
Sponsors
6
First named
2009
Latest named
2026
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20262
202513
202411
20234
20224
20122
20113
20102
20092

Offerings by sponsor

SponsorOfferings
Ares (ADREX)3
Cantor Fitzgerald1
Hines5
Inland Private Capital21
Invesco Real Estate Exchange1
JLL Exchange (JLLX)12

Offerings that name LPL Financial LLC

Active (5)

Active means an SEC filing in the last 15 months and not reported fully subscribed. It does not confirm you can still invest.

IREX V Diversified Portfolio DSTInvesco Real Estate ExchangeOtherSEC filing, Oct 13, 2026
$97.6MMay 22, 2026
JLLX Diversified 11, DSTJLL Exchange (JLLX)OtherSEC filing, Oct 2, 2026
$197.0MMar 5, 2026
Inland Oklahoma Student Housing DSTInland Private CapitalMultifamily · OKSEC filing, Mar 9, 2026
$83.9MOct 3, 2025
Glendale Distribution CenterJLL Exchange (JLLX)Industrial · Glendale, ArizonaSEC filing, Apr 14, 2026
$99.8MSep 18, 2025
JLLX Diversified 10, DSTJLL Exchange (JLLX)Industrial · Multi-state (3)SEC filing, Apr 14, 2026
$268.3MSep 18, 2025

Recently fully subscribed (1)

JLLX Diversified 9, DSTJLL Exchange (JLLX)Multifamily · Multi-state (2)SEC filing, Jul 28, 2025
$168.5MFeb 25, 2025
Sold out

Historical (37)

Life Time Living Coral Gables; Left BankHinesMultifamily · Multi-state (2)SEC filing, Oct 15, 2026
$590.6MDec 15, 2025
Historical
ADREX Diversified 10 DSTAres (ADREX)MultifamilySEC filing, Sep 30, 2026
$489.6MOct 6, 2025
Historical
Montrose CollectiveHinesNet lease · Houston, TXSEC filing, Apr 22, 2026
$145.3MSep 22, 2025
Sold out
Georgia International Trade CenterHinesIndustrial · Savannah, GASEC filing, Nov 6, 2025
$199.8MMay 29, 2025
Sold out
ADREX Diversified 9 DSTAres (ADREX)MultifamilySEC filing, Mar 2, 2026
$436.6MMay 28, 2025
Historical
2116 ChestnutCantor FitzgeraldMultifamily · Philadelphia, PennsylvaniaSEC filing, Feb 13, 2026
$82.3MMay 14, 2025
Historical
Summit Court ApartmentsInland Private CapitalMultifamily · Union Township, NJSEC filing, Mar 20, 2026
$83.7MMar 21, 2025
Sold out
ADREX Diversified 8 (multi-state industrial portfolio)Ares (ADREX)IndustrialSEC filing, Oct 20, 2025
$395.2MJan 24, 2025
Historical
E2 Apartments; The AlloyHinesMultifamilySEC filing, Aug 19, 2025
$246.5MJan 13, 2025
Sold out
Wheaton 121 ApartmentsInland Private CapitalMultifamily · Wheaton, ILSEC filing, Mar 9, 2026
$120.5MDec 27, 2024
Sold out
National Senior Living Portfolio DSTInland Private CapitalMultifamily · Multi-state (3)SEC filing, Oct 2, 2025
$149.0MDec 6, 2024
Sold out
JLLX Diversified VIII, DSTJLL Exchange (JLLX)MultifamilySEC filing, Mar 25, 2025
$157.8MNov 19, 2024
Sold out
Sawyer on LincolnInland Private CapitalMultifamily · Columbia, South CarolinaSEC filing, Aug 4, 2025
$128.7MNov 6, 2024
Sold out
Chandler Distribution CenterJLL Exchange (JLLX)Industrial · Chandler, AZSEC filing, Feb 11, 2025
$55.9MAug 30, 2024
Sold out
Woodside TrumbullJLL Exchange (JLLX)Multifamily · Trumbull, CTSEC filing, Feb 11, 2025
$48.7MAug 30, 2024
Sold out
The KnoxInland Private CapitalMultifamily · Knoxville, TNSEC filing, Apr 11, 2025
$49.9MAug 29, 2024
Sold out
JLLX Diversified VI, DSTJLL Exchange (JLLX)MultifamilySEC filing, Apr 17, 2025
$100.5MJul 31, 2024
Sold out
Grand Prairie Distribution CenterJLL Exchange (JLLX)Industrial · Grand Prairie, TXSEC filing, Apr 17, 2025
$62.0MMay 16, 2024
Sold out
Epoch Clemson Student LivingInland Private CapitalMultifamily · Seneca, SCSEC filing, Apr 11, 2025
$77.2MApr 24, 2024
Sold out
Onyx at WestgateInland Private CapitalMultifamily · Glendale, AZSEC filing, Aug 29, 2024
$72.1MMar 15, 2024
Sold out
Taunton Distribution CenterJLL Exchange (JLLX)Industrial · Taunton, MASEC filing, Aug 27, 2024
$59.9MDec 21, 2023
Sold out
Townlake of CoppellJLL Exchange (JLLX)Multifamily · Coppell, TXSEC filing, Aug 27, 2024
$59.9MDec 21, 2023
Sold out
Minneapolis MSA Senior Living PortfolioInland Private CapitalMultifamilySEC filing, Jul 17, 2024
$76.8MDec 8, 2023
Sold out
JLLX Diversified III, DSTJLL Exchange (JLLX)HealthcareSEC filing, May 7, 2024
$95.9MNov 8, 2023
Sold out
200 Park PlaceHinesOffice · Houston, TXSEC filing, Mar 26, 2024
$157.7MSep 19, 2022
Sold out
Diversified Residential Portfolio III DSTInland Private CapitalMultifamilySEC filing, Jan 3, 2024
$209.3MJul 8, 2022
Historical
IPC Industrial Portfolio DSTInland Private CapitalIndustrialSEC filing, Jun 21, 2024
$275.9MJun 7, 2022
Historical
The Cottages at Old MonroviaInland Private CapitalMultifamily · Huntsville, ALSEC filing, Sep 28, 2022
$50.0MMay 13, 2022
Historical
W Pharmacy I DSTInland Private CapitalOtherSEC filing, Mar 4, 2013
$13.4MNov 2, 2012
Historical
CW Pharmacy I DSTInland Private CapitalOtherSEC filing, Oct 30, 2012
$18.0MMay 25, 2012
Historical
National Retail Portfolio II DSTInland Private CapitalOtherSEC filing, Jan 19, 2012
$13.7MJul 21, 2011
Historical
National Retail Portfolio III DSTInland Private CapitalOtherSEC filing, Jan 19, 2012
$15.3MJul 21, 2011
Historical
University Venture DSTInland Private CapitalOtherSEC filing, Aug 1, 2011
$10.7MJan 5, 2011
Historical
Miami Office DSTInland Private CapitalOfficeSEC filing, Mar 11, 2011
$8.2MNov 19, 2010
Historical
Farnam Technology CenterInland Private CapitalOffice · Omaha, NESEC filing, Jan 11, 2011
$12.4MAug 20, 2010
Historical
RR HV VENTURE HOLDINGS DSTInland Private CapitalOtherSEC filing, Nov 3, 2010
$47.1MMar 30, 2009
Historical
CHARLOTTE OFFICE 1031 DSTInland Private CapitalOtherSEC filing, May 21, 2009
$11.3MMar 30, 2009
Historical

Data updated Oct 15, 2026