Broker-dealer · Form D Item 12

Client One Securities LLC

Client One Securities LLC (FINRA CRD 152974) is named in Item 12 of the Form D filings for 14 DST offerings with a Top1031 record, from 2022 to 2026.

FINRA CRD
152974
DST offerings
14
Sponsors
5
First named
2022
Latest named
2026
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20243
20235
20226

Offerings by sponsor

SponsorOfferings
Cantor Fitzgerald1
ExchangeRight6
NewStar Exchange2
NexPoint4
Walton Global1

Offerings that name Client One Securities LLC

Active (1)

Active means an SEC filing in the last 15 months and not reported fully subscribed. It does not confirm you can still invest.

Historical (13)

$70.3MApr 24, 2023
Historical
$47.0MAug 31, 2022
Historical
$16.3MJun 22, 2022
Historical
$10.1MMay 5, 2022
Sold out

Data updated Aug 11, 2026