Broker-dealer · Form D Item 12

Cetera Investment Services LLC

Cetera Investment Services LLC (FINRA CRD 15340) is named in Item 12 of the Form D filings for 7 DST offerings with a Top1031 record, from 2023 to 2026.

FINRA CRD
15340
DST offerings
7
Sponsors
3
First named
2023
Latest named
2026
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20251
20244
20222

Offerings by sponsor

SponsorOfferings
Cantor Fitzgerald1
Hines1
Inland Private Capital5

Offerings that name Cetera Investment Services LLC

Historical (7)

$145.3MSep 22, 2025
Sold out
$128.7MNov 6, 2024
Sold out
$45.1MOct 16, 2024
Historical

Data updated Aug 6, 2026