Broker-dealer · Form D Item 12

Cape Securities Inc.

Cape Securities Inc. (FINRA CRD 7072) is named in Item 12 of the Form D filings for 11 DST offerings with a Top1031 record, from 2022 to 2025.

FINRA CRD
7072
DST offerings
11
Sponsors
5
First named
2022
Latest named
2025
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20241
20233
20227

Offerings by sponsor

SponsorOfferings
Carter Exchange1
ExchangeRight4
Inland Private Capital1
Net Lease Capital Advisors3
NexPoint2

Offerings that name Cape Securities Inc.

Active (1)

Active means an SEC filing in the last 15 months and not reported fully subscribed. It does not confirm you can still invest.

Historical (10)

$70.3MApr 24, 2023
Historical
$48.8MNov 8, 2022
Sold out
$111.3MMay 27, 2022
Historical

Data updated Aug 6, 2026