Broker-dealer · Form D Item 12

Newport Coast Securities, Inc.

Newport Coast Securities, Inc. (FINRA CRD 16944) is named in Item 12 of the Form D filings for 15 DST offerings with a Top1031 record, from 2009 to 2013.

FINRA CRD
16944
DST offerings
15
Sponsors
2
First named
2009
Latest named
2013
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20128
20114
20101
20092

Offerings by sponsor

SponsorOfferings
Inland Private Capital13
Thompson National Properties2

Offerings that name Newport Coast Securities, Inc.

Historical (15)

$7.8MSep 26, 2012
Historical
$24.5MMar 1, 2012
Sold out
$11.8MJul 7, 2011
Historical
$21.2MJun 22, 2009
Historical
$16.6MApr 14, 2009
Historical

Data updated Aug 21, 2013