Broker-dealer · Form D Item 12

Transamerica Financial Advisors, Inc.

Transamerica Financial Advisors, Inc. (FINRA CRD 16164) is named in Item 12 of the Form D filings for 6 DST offerings with a Top1031 record, from 2010 to 2013.

FINRA CRD
16164
DST offerings
6
Sponsors
1
First named
2010
Latest named
2013
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20123
20112
20101

Offerings by sponsor

SponsorOfferings
Inland Private Capital6

Offerings that name Transamerica Financial Advisors, Inc.

Historical (6)

$11.6MApr 19, 2012
Historical
$24.5MMar 1, 2012
Sold out

Data updated May 23, 2013