Top1031

Broker-dealer · Form D Item 12

Steven L. Falk & Associates, Inc.

Steven L. Falk & Associates, Inc. (FINRA CRD 14297) is named in Item 12 of the Form D filings for 9 DST offerings with a Top1031 record, from 2009 to 2011.

FINRA CRD
14297
DST offerings
9
Sponsors
2
First named
2009
Latest named
2011
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20112
20103
20094

Offerings by sponsor

SponsorOfferings
Inland Private Capital7
Principle Equity Properties2

Offerings that name Steven L. Falk & Associates, Inc.

Historical (9)

PEM National Oilwell Varco II DST 1031Principle Equity PropertiesIndustrial · Houston, TXSEC filing, Jul 7, 2011
$3.1MJul 7, 2011
Historical
PEM NOV DSTPrinciple Equity PropertiesOtherSEC filing, Jul 7, 2011
$7.1MJul 7, 2011
Historical
Farnam Technology CenterInland Private CapitalOffice · Omaha, NESEC filing, Jan 11, 2011
$12.4MAug 20, 2010
Historical
Lubbock Private Placement DSTInland Private CapitalNet lease · Lubbock, TXSEC filing, Jan 6, 2011
$9.1MJun 4, 2010
Historical
Pharmacy Portfolio DSTInland Private CapitalNet leaseSEC filing, Sep 17, 2010
$12.7MApr 14, 2010
Historical
Austell 1031 DSTInland Private CapitalOtherSEC filing, Oct 8, 2009
$8.1MApr 15, 2009
Historical
Bristol 1031 DSTInland Private CapitalOtherSEC filing, Dec 15, 2009
$8.3MApr 2, 2009
Historical
LV M VENTURE HOLDINGS DSTInland Private CapitalOtherSEC filing, Jan 6, 2011
$37.8MMar 31, 2009
Historical
RR HV VENTURE HOLDINGS DSTInland Private CapitalOtherSEC filing, Nov 3, 2010
$47.1MMar 30, 2009
Historical

Data updated Jul 7, 2011