Broker-dealer · Form D Item 12
St. Germain Securities, Inc.
St. Germain Securities, Inc. (FINRA CRD 3255) is named in Item 12 of the Form D filings for 3 DST offerings with a Top1031 record, from 2022 to 2023.
- FINRA CRD
- 3255
- DST offerings
- 3
- Sponsors
- 2
- First named
- 2022
- Latest named
- 2023
- Source
- SEC Form D, Item 12
Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.
A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.
Offerings by year
| Year first filed | Offerings |
|---|---|
| 2022 | 2 |
| 2021 | 1 |
Offerings by sponsor
| Sponsor | Offerings |
|---|---|
| Cantor Fitzgerald | 1 |
| Inland Private Capital | 2 |
Offerings that name St. Germain Securities, Inc.
Historical (3)
$79.7MApr 29, 2022
Historical
$178.0MNov 2, 2021
Historical
Data updated Mar 3, 2023