Broker-dealer · Form D Item 12
UBS Financial Services Inc.
UBS Financial Services Inc. (FINRA CRD 8174) is named in Item 12 of the Form D filings for 13 DST offerings with a Top1031 record, from 2023 to 2026.
- FINRA CRD
- 8174
- DST offerings
- 13
- Sponsors
- 1
- First named
- 2023
- Latest named
- 2026
- Source
- SEC Form D, Item 12
Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.
A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.
Offerings by year
| Year first filed | Offerings |
|---|---|
| 2025 | 5 |
| 2024 | 4 |
| 2023 | 2 |
| 2022 | 2 |
Offerings by sponsor
| Sponsor | Offerings |
|---|---|
| Ares (ADREX) | 13 |
Offerings that name UBS Financial Services Inc.
Historical (13)
$489.6MOct 6, 2025
Historical
ADREX Diversified 8 (multi-state industrial portfolio)Ares (ADREX)IndustrialSEC filing, Oct 20, 2025
$395.2MJan 24, 2025Historical
$223.8MMar 20, 2023
Historical
$283.9MJun 22, 2022
Historical
Data updated Sep 30, 2026