Broker-dealer · Form D Item 12

Raymond James & Associates, Inc.

Raymond James & Associates, Inc. (FINRA CRD 705) is named in Item 12 of the Form D filings for 5 DST offerings with a Top1031 record, from 2025 to 2026.

FINRA CRD
705
DST offerings
5
Sponsors
1
First named
2025
Latest named
2026
Source
SEC Form D, Item 12
FINRA BrokerCheck ↗

Item 12 does not report what any one firm was paid: selling commissions in a Form D are reported for the whole offering, so this page shows none.

A firm's appearance here is a fact from an SEC filing. It is not an endorsement, a rating or a recommendation of the firm or of any offering.

Offerings by year

Year first filedOfferings
20253
20242

Offerings by sponsor

SponsorOfferings
Ares (ADREX)5

Offerings that name Raymond James & Associates, Inc.

Historical (5)

Data updated Sep 30, 2026